-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rocl7iZHfXBX42ztvZP6VFOOCQ8yUoupUlCCy4+EWOF6+zyihTSKEtymfGQNGdvA kC6VgHtSApLk0fId7b0tiA== 0000942708-97-000004.txt : 19970203 0000942708-97-000004.hdr.sgml : 19970203 ACCESSION NUMBER: 0000942708-97-000004 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970131 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KINARK CORP CENTRAL INDEX KEY: 0000055805 STANDARD INDUSTRIAL CLASSIFICATION: COATING, ENGRAVING & ALLIED SERVICES [3470] IRS NUMBER: 710268502 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-31242 FILM NUMBER: 97515536 BUSINESS ADDRESS: STREET 1: 7060 S YALE CITY: TULSA STATE: OK ZIP: 74136 BUSINESS PHONE: 9184940964 MAIL ADDRESS: STREET 1: 7060 SOUTH YALE STREET 2: STE 603 CITY: TULSA STATE: OK ZIP: 741365723 FORMER COMPANY: FORMER CONFORMED NAME: KIN ARK OIL CO DATE OF NAME CHANGE: 19690601 FORMER COMPANY: FORMER CONFORMED NAME: KIN ARK OIL & GAS CO DATE OF NAME CHANGE: 19680906 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WALKER ROBERT G/WALKER PAULINE B REVOCABLE TRUST CENTRAL INDEX KEY: 0000905369 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 3301 N CENTRAL EXPRESSWAY STREET 2: # 140 CITY: PLANO STATE: TX ZIP: 75075 BUSINESS PHONE: 2144233483 MAIL ADDRESS: STREET 2: 2301 N CENTRAL EXPRESSWAY #140 CITY: PLANO STATE: TX ZIP: 75075 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) Kinark Corporation (Name of Issuer) Common Stock, $.10 par value (Title of class of securities) 494474-10-9 (CUSIP number) Mark E. Walker 2301 N. Central Expressway, #140, Plano, Texas 75075; (214) 423-3483 (Name, address and telephone number of person authorized to receive notices and communications) December 14, 1996 (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note. Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1 (a) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 7 Pages) [FN] The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes) [/FN] SCHEDULE 13D CUSIP NO. 494478-10-9 13D PAGE 2 OF 7 PAGES 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS The Robert G. and Pauline B. Walker Revocable Trust 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 SOURCE OF FUNDS* 00 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] 6 CITIZENSHIP OR PLACE OF ORGANIZATION Texas NUMBER OF 7 SOLE VOTING POWER SHARES 0 BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 345,724 EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 PERSON WITH 10 SHARED DISPOSITIVE POWER 345,724 11 AGGREGATE AMOUNT OF BENEFICIALLY OWNED BY EACH REPORTING PERSON 345,724 (See Item 5(b)) 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.1% 14 TYPE OF REPORTING PERSON* 00 3058 SCHEDULE 13D CUSIP NO. 494478-10-9 13D PAGE 3 OF 7 PAGES 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS The Pauline B. Walker Revocable Trust A 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 SOURCE OF FUNDS* 00 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] 6 CITIZENSHIP OR PLACE OF ORGANIZATION Texas NUMBER OF 7 SOLE VOTING POWER SHARES 0 BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 345,724 EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 PERSON WITH 10 SHARED DISPOSITIVE POWER 345,724 11 AGGREGATE AMOUNT OF BENEFICIALLY OWNED BY EACH REPORTING PERSON 345,724 (See Item 5(b)) 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) [ ] EXCLUDES CERTAIN SHARES* 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.1% 14 TYPE OF REPORTING PERSON* 00 3058 SCHEDULE 13D CUSIP NO. 494478-10-9 13D PAGE 4 OF 7 PAGES 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS The Robert G. Walker Irrevocable Trust B 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 SOURCE OF FUNDS* 00 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] 6 CITIZENSHIP OR PLACE OF ORGANIZATION Texas NUMBER OF 7 SOLE VOTING POWER SHARES 0 BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 345,724 EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 PERSON WITH 10 SHARED DISPOSITIVE POWER 345,724 11 AGGREGATE AMOUNT OF BENEFICIALLY OWNED BY EACH REPORTING PERSON 345,724 (See Item 5(b)) 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) [ ] EXCLUDES CERTAIN SHARES* 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.1% 14 TYPE OF REPORTING PERSON* 00 3058 SCHEDULE 13D CUSIP NO. 494478-10-9 13D PAGE 5 OF 7 PAGES 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Pauline B. Walker 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 SOURCE OF FUNDS* 00 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF 7 SOLE VOTING POWER SHARES 0 BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 345,724 EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 PERSON WITH 10 SHARED DISPOSITIVE POWER 345,724 11 AGGREGATE AMOUNT OF BENEFICIALLY OWNED BY EACH REPORTING PERSON 345,724 (See Item 5(b)) 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) [ ] EXCLUDES CERTAIN SHARES* 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.1% 14 TYPE OF REPORTING PERSON* IN KINARK CORPORATION (CUSIP NO. 494474-10-9) SCHEDULE 13D By this Amendment No. 7 to Schedule 13D, The Robert G. and Pauline B. Walker Revocable Trust, The Pauline B. Walker Revocable Trust A, The Robert G. Walker Irrevocable Trust B, and Pauline B. Walker, individually, hereby amend the statement on Schedule 13D previously filed on their behalf, as amended by Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4, Amendment No. 5 and Amendment No. 6, relating to the common stock, par value $.10 per share (the "Common Stock"), of Kinark Corporation, a Delaware corporation (the "Company"). Except as specifically amended by this Amendment No. 7, the Schedule 13D, as amended, remains in full force and effect. Except as specifically provided herein, defined terms shall have the meaning specified in the Schedule 13D, as amended. Item 5 is hereby amended to read in its entirety as follows: ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) The Trusts and Pauline B. Walker, individually and as sole trustee of the Trusts, currently beneficially own 345,724 shares of Common Stock, representing 5.1% of the currently outstanding shares of Common Stock, as follows: The Robert G. and Pauline B. Walker Revocable Trust 119,965 The Pauline B. Walker Revocable Trust A 95,000 The Robert G. Walker Irrevocable Trust B 100,986 Individual Retirement Account for the benefit of Pauline B. Walker 29,773 Total 345,724 The aggregate percentage of shares of Common Stock reported as owned by the Trusts and Pauline B. Walker is based on 6,759,386 shares, which is based on (i) 6,066,536 shares of Common Stock reported as outstanding in the Company's Quarterly Report on Form 10-Q for the quarter ended September 30, 1996, and (ii) 692,850 shares of Common Stock issued in the Company's rights offering which closed on November 8, 1996. (b) Pauline B. Walker is the sole trustee of the Trusts and the beneficiary of the individual retirement account in which 29,773 shares of Common Stock are held; as a result, the Trusts and Pauline B. Walker, individually and as sole trustee of the Trusts, share voting power and dispositive power with respect to all 345,724 shares of Common Stock. (c) In transactions effected since the Trusts' and Ms. Walker's last filing, (i) Ms. Walker sold 1,500 shares from her Individual Retirement Account on December 20, 1996, at a price of $3.125 per share in an open market transaction on the American Stock Exchange, (ii) Ms. Walker sold an additional 23,500 shares from her Individual Retirement Account on December 20, 1996, at a price of $3.0625 per share in an open market transaction on the American Stock Exchange, and (iii) on December 14, 1996, The Pauline B. Walker Revocable Trust transferred 9,000 shares as a bona fide gift to three grandchildren of Ms. Walker. (d) Not applicable. (e) Not applicable. SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 30, 1997 (Date) The Robert G. and Pauline B. Walker Revocable Trust By: /s/Pauline B. Walker (Signature) Pauline B. Walker, Sole Trustee (Name/Title) The Pauline B. Walker Revocable Trust A By: /s/ Pauline B. Walker (Signature) Pauline B. Walker, Sole Trustee (Name/Title) The Robert G. Walker Irrevocable Trust B By: /s/ Pauline B. Walker (Signature) Pauline B. Walker, Sole Trustee (Name/Title) By: /s/ Pauline B. Walker (Signature) Pauline B. Walker, Individually (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----